The SEC, or Securities and Exchange Commission, is a U.S. government agency responsible for regulating the securities markets and protecting investors. It plays a crucial role in maintaining the integrity of the financial markets and facilitating capital formation. Here’s what the SEC does:
Key Responsibilities of the SEC
Regulating Securities Markets:
- The SEC oversees securities transactions, ensuring that the markets operate fairly and efficiently.
Protecting Investors:
- The SEC enforces securities laws to prevent fraud and market manipulation, ensuring that investors are treated fairly and their interests are safeguarded.
Ensuring Transparency:
- Companies are required to provide transparent and accurate information to investors. The SEC monitors and enforces these disclosures to ensure they are truthful and comprehensive.
The Role of the SEC in Roots’ Operations
Roots, as a private Real Estate Investment Trust (REIT), operates under the guidelines of Regulation A of the SEC. This ensures that we comply with relevant regulatory requirements and maintain high standards of transparency and governance. By adhering to SEC regulations, Roots provides investors with confidence in the integrity and management of our operations.
You can view Roots's SEC page here.